An effort is being made to list out the Statutory Registers/Record (Chapter-wise) that are to be maintained under the Companies Act, 2013 and the rules made thereunder:
Chapter – 3 – Prospectus and Allotment of Securities:
S.No. |
Form No./Record |
Particulars of the Form/Record |
1 |
PAS – 5 |
Record of Private Placement |
Chapter – 4 – Share Capital and Debentures:
S.No. |
Form No./Record |
Particulars of the Form/Record |
1 |
SH – 2 |
Register of Renewed and Duplicate Share Certificates. |
2 |
SH – 3 |
Register of Sweat Equity Shares. |
3 |
Register |
Register of Transfer/Transmission of Securities (Pursuant to Section 56) |
4 |
SH- 6 |
Register of Employees Stock Options. |
5 |
SH – 10 |
Register of Shares or other Securities bought back. |
Chapter – 5 – Acceptance of deposits by Companies:
S.No. |
Form No./Record |
Particulars of the Form/Record |
1 |
Register |
Register of deposits accepted or renewed. |
Chapter – 6 – Registration of Charges:
S.No. |
Form No./Record |
Particulars of the Form/Record |
1 |
CHG - 7 |
Register of Charges. |
Chapter – 7 – Management and Administration:
S.No. |
Form No./Record |
Particulars of the Form/Record |
1 |
MGT – 1 |
Register of Members. |
2 |
MGT – 2 |
Register of Debenture holders/ other securities holders. |
3 |
Register |
Foreign Register of Members/Debenture holders and other Security holders. |
Chapter – 11 – Appointment and Qualification of Directors:
S.No. |
Form No./Record |
Particulars of the Form/Record |
1 |
Register |
Register of Directors and KMP including their shareholding (pursuant to Section 170) |
Chapter – 12 – Meetings of Board and its Powers:
S.No. |
Form No./Record |
Particulars of the Form/Record |
1 |
MBP – 2 |
Register of Loans, Guarantee, Security and Acquisitions made by the Company. |
2 |
MBP – 3 |
Register of Investments, not held, in its own name by the Company. |
3 |
MBP – 4 |
Register of Contracts with related party and Contracts and Bodies etc., in which Directors are interested. |
TECHNICAL SESSIONS:
S No. |
Event |
Date |
Speaker |
Venue |
|
1 |
Updates in FEMA |
05-Sept-2014 |
CA G Murali Krishna |
SBS – Hyd |
|
2 |
Preparation of Financial Statements using MS Office Tools |
12-Sept-2014 |
CA Saran Kumar |
SBS – Hyd |
|
3 |
Board’s Report and Annual Return |
19-Sept-2014 |
CS Phanindra D V K |
SBS – Hyd |
|
4 |
Analysis of PF, ESI and Minimum Wages |
26-Sept-2014 |
S V Ramachandra Rao |
SBS – Hyd |
|
5 |
Service Tax Returns for Apr to Sept 14 – Compliance |
03-Oct-2014 |
CA Sri Harsha |
SBS – Hyd |
Note:
The timings for the above events shall be from 17:30 hrs to 19:30 hrs. We request the recipients of “SBS Wiki” who are interested to attend the above events to send confirmation of your participation 2 days in advance to make appropriate arrangements and sharing of the relevant material, if any.
This article is contributed by Partners of SBS and Company LLP - Chartered Accountant Company. You can be reached at This email address is being protected from spambots. You need JavaScript enabled to view it.